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NCT03158129

Nivolumab With or Without Ipilimumab or Chemotherapy in Treating Patients With Previously Untreated Stage I-IIIA Non-small Cell Lung Cancer

Completed Phase 2 Results posted Last updated 6 April 2026
What this trial tests

Phase 2 trial testing Carboplatin in Stage I Lung Non-Small Cell Cancer AJCC v7 in 101 participants. Completed in 13 November 2024.

Timeline
16 June 2017
Primary endpoint
13 November 2024
13 November 2024

Quick facts

Lead sponsorM.D. Anderson Cancer Center
PhasePhase 2
StatusCompleted
Study typeINTERVENTIONAL
Allocationrandomized
Designparallel
Maskingnone
Primary purposetreatment
Enrollment101
Start date16 June 2017
Primary completion13 November 2024
Estimated completion13 November 2024
Sites1 location across United States

Drugs / interventions tested

Conditions studied

Sponsor

M.D. Anderson Cancer Center — full company profile →

Who can join

18 and older, any sex, with Stage I Lung Non-Small Cell Cancer AJCC v7 or Stage IA Lung Non-Small Cell Carcinoma AJCC v7. Patients with the condition only — healthy volunteers not accepted.

Results — posted to ClinicalTrials.gov

Per-arm endpoint measurements with 95% confidence intervals where reported. Source: trial results section.

Major Pathologic Response (mPR) Primary · The lung resection specimen was collected at surgery.

The percentage of viable tumor cells was averaged across all reviewed tumor slides from the lung resection specimen. The specimen was reviewed by two pathologists and average score was used. Tumors with ≤ 10% of viable tumor cells were considered to have undergone MPR. Patients who did not have surgery was considered to be no MPR.

MPR
GroupValue95% CI
Arm A - Nivolumab5
Arm B - Nivolumab + Ipilimumab8
Arm C - Nivolumab + Chemotherapy7
Arm D - Nivolumab + Ipilimumab + Chemotherapy11
No MPR
GroupValue95% CI
Arm A - Nivolumab18
Arm B - Nivolumab + Ipilimumab13
Arm C - Nivolumab + Chemotherapy15
Arm D - Nivolumab + Ipilimumab + Chemotherapy11
Pathologic Complete Response (pCR) Secondary · The lung resection specimen was collected at surgery.

The percentage of viable tumor cells was averaged across all reviewed tumor slides from the lung resection specimen. The specimen was reviewed by two pathologists and average score was used. Tumors with 0% of viable tumor cells were considered to have undergone pCR. Patients who did not have surgery was considered to be no pCR.

pCR
GroupValue95% CI
Arm A - Nivolumab2
Arm B - Nivolumab + Ipilimumab6
Arm C - Nivolumab + Chemotherapy4
Arm D - Nivolumab + Ipilimumab + Chemotherapy4
No pCR
GroupValue95% CI
Arm A - Nivolumab21
Arm B - Nivolumab + Ipilimumab15
Arm C - Nivolumab + Chemotherapy18
Arm D - Nivolumab + Ipilimumab + Chemotherapy18
Radiographic Response Secondary · Reassessment after induction therapy

Radiographic response to induction treatment was assessed by RECIST version 1.1

CR
GroupValue95% CI
Arm A - Nivolumab0
Arm B - Nivolumab + Ipilimumab1
Arm C - Nivolumab + Chemotherapy0
Arm D - Nivolumab + Ipilimumab + Chemotherapy0
PR
GroupValue95% CI
Arm A - Nivolumab5
Arm B - Nivolumab + Ipilimumab3
Arm C - Nivolumab + Chemotherapy9
Arm D - Nivolumab + Ipilimumab + Chemotherapy6
SD
GroupValue95% CI
Arm A - Nivolumab15
Arm B - Nivolumab + Ipilimumab13
Arm C - Nivolumab + Chemotherapy13
Arm D - Nivolumab + Ipilimumab + Chemotherapy14
PD
GroupValue95% CI
Arm A - Nivolumab3
Arm B - Nivolumab + Ipilimumab3
Arm C - Nivolumab + Chemotherapy0
Arm D - Nivolumab + Ipilimumab + Chemotherapy1
Not evaluable
GroupValue95% CI
Arm A - Nivolumab0
Arm B - Nivolumab + Ipilimumab1
Arm C - Nivolumab + Chemotherapy0
Arm D - Nivolumab + Ipilimumab + Chemotherapy1
Overall Survival (OS) Secondary · In Arms A and B, the cutoff date was 2020-2-25. The median follow-up time frame was 22.2 months. In Arms C and D, the cutoff date was 2022-7-18. The median follow-up time frames were 39.2 and 24.0 months respectively

Overall survival was defined as the time from randomization (in Arm A and Arm B) or treatment initiation (in Arm C and Arm D) to the time of death from all causes or to the time of last follow-up.

GroupValue95% CI
Arm A - NivolumabNANA – NA
Arm B - Nivolumab + IpilimumabNANA – NA
Arm C - Nivolumab + ChemotherapyNANA – NA
Arm D - Nivolumab + Ipilimumab + ChemotherapyNANA – NA
Event-free Survival (EFS) Secondary · In Arms A and B, the cutoff date was 2020-2-25. The median follow-up time frame was 22.2 months. In Arms C and D, the cutoff date was 2022-7-18. The median follow-up time frames were 39.2 and 24.0 months respectively.

EFS was defined as the time from randomization (in Arm A and Arm B) or treatment initiation (in Arm C and Arm D) to any progression of primary lung cancer precluding planned surgery, any progression or recurrence (as assessed by imaging and/or histopathologically) of primary lung cancer after surgery, any progression of primary lung cancer in patients without surgery or death from all causes or to the time of last imaging.

GroupValue95% CI
Arm A - NivolumabNANA – NA
Arm B - Nivolumab + IpilimumabNA20.1 – NA
Arm C - Nivolumab + ChemotherapyNA21.7 – NA
Arm D - Nivolumab + Ipilimumab + ChemotherapyNANA – NA
Residual Tumor Classification Secondary · At surgery

The residual tumor (R) classification measures how well the lung tumor was removed by surgery in the anatomic extent. R0 means a complete resection. R1 means a macroscopically complete resection but with microscopic tumor at the surgical margin. R2 means a resection that leaves gross tumor behind. R0 resection is a better surgical outcome than R1, R2 resections and R2 is the worst surgical outcome. The number of R0, R1 and R2 resections were reported among the patients who underwent surgery.

R0
GroupValue95% CI
Arm A - Nivolumab21
Arm B - Nivolumab + Ipilimumab16
Arm C - Nivolumab + Chemotherapy20
Arm D - Nivolumab + Ipilimumab + Chemotherapy19
R1
GroupValue95% CI
Arm A - Nivolumab0
Arm B - Nivolumab + Ipilimumab0
Arm C - Nivolumab + Chemotherapy1
Arm D - Nivolumab + Ipilimumab + Chemotherapy1
R2
GroupValue95% CI
Arm A - Nivolumab0
Arm B - Nivolumab + Ipilimumab0
Arm C - Nivolumab + Chemotherapy1
Arm D - Nivolumab + Ipilimumab + Chemotherapy0
No surgery
GroupValue95% CI
Arm A - Nivolumab2
Arm B - Nivolumab + Ipilimumab5
Arm C - Nivolumab + Chemotherapy0
Arm D - Nivolumab + Ipilimumab + Chemotherapy2
30-day Postoperative Complication Secondary · Within 30 days after surgery

The number of patients who had complications including pulmonary, cardiac, gastrointestinal, genitourinary, neurological, and wound within 30 days after surgery

Complication
GroupValue95% CI
Arm A - Nivolumab8
Arm B - Nivolumab + Ipilimumab5
Arm C - Nivolumab + Chemotherapy7
Arm D - Nivolumab + Ipilimumab + Chemotherapy13
No complication
GroupValue95% CI
Arm A - Nivolumab13
Arm B - Nivolumab + Ipilimumab11
Arm C - Nivolumab + Chemotherapy15
Arm D - Nivolumab + Ipilimumab + Chemotherapy7
No surgery
GroupValue95% CI
Arm A - Nivolumab2
Arm B - Nivolumab + Ipilimumab5
Arm C - Nivolumab + Chemotherapy0
Arm D - Nivolumab + Ipilimumab + Chemotherapy2
90-day Mortality Secondary · Within 90 days after surgery

The number of patients who died within 90 days after surgery

Dead
GroupValue95% CI
Arm A - Nivolumab1
Arm B - Nivolumab + Ipilimumab0
Arm C - Nivolumab + Chemotherapy0
Arm D - Nivolumab + Ipilimumab + Chemotherapy0
Alive
GroupValue95% CI
Arm A - Nivolumab20
Arm B - Nivolumab + Ipilimumab16
Arm C - Nivolumab + Chemotherapy22
Arm D - Nivolumab + Ipilimumab + Chemotherapy20
No surgery
GroupValue95% CI
Arm A - Nivolumab2
Arm B - Nivolumab + Ipilimumab5
Arm C - Nivolumab + Chemotherapy0
Arm D - Nivolumab + Ipilimumab + Chemotherapy2

Adverse events — posted to ClinicalTrials.gov

Time frame: Adverse events were monitored for each participant from the first study intervention to approximately up to 8 weeks after surgery. After the end of treatment evaluation, all-cause mortality monitoring was performed as permitted by study protocol. In Arms A and B, the cutoff date was 2020-2-25. The median follow-up time frame was 22.2 months. In Arms C and D, the cutoff date was 2022-7-18. The median follow-up time frames were 39.2 and 24.0 months respectively.. Reporting threshold: 1%. Adverse-event reports describe events observed during the trial — not all are caused by the drug.

Arm A - Nivolumab
Serious: 4/23 (17%)
Deaths: 1/23
Arm B - Nivolumab + Ipilimumab
Serious: 3/21 (14%)
Deaths: 1/21
Arm C - Nivolumab + Chemotherapy
Serious: 7/22 (32%)
Deaths: 3/22
Arm D - Nivolumab + Ipilimumab + Chemotherapy
Serious: 3/22 (14%)
Deaths: 3/22

Serious adverse events (14 terms)

ReactionSystemArm A - NivolumabArm B - Nivolumab + Ipilim…Arm C - Nivolumab + Chemot…Arm D - Nivolumab + Ipilim…
Febrile neutropeniaBlood and lymphatic system disorders
Lung infectionInfections and infestations
SepsisInfections and infestations
Diarrhea/ColitisGastrointestinal disorders
PneumonitisRespiratory, thoracic and mediastinal disorders
HypoxiaRespiratory, thoracic and mediastinal disorders
Thromboembolic event (pulmonary embolism)Vascular disorders
Atypical Guillain-Barré syndromeNervous system disorders
FallInjury, poisoning and procedural complications
HemoptysisRespiratory, thoracic and mediastinal disorders
HypercalcemiaMetabolism and nutrition disorders
Pericardial tamponadeCardiac disorders
HyponatremiaMetabolism and nutrition disorders
Respiratory failutreRespiratory, thoracic and mediastinal disorders
Other adverse events (175 terms — click to expand)

ReactionSystemArm A - NivolumabArm B - Nivolumab + Ipilim…Arm C - Nivolumab + Chemot…Arm D - Nivolumab + Ipilim…
NauseaGastrointestinal disorders
FatigueInjury, poisoning and procedural complications
Rash acneiformSkin and subcutaneous tissue disorders
AnemiaBlood and lymphatic system disorders
Creatinine increasedInvestigations
DiarrheaGastrointestinal disorders
PruritusSkin and subcutaneous tissue disorders
CoughRespiratory, thoracic and mediastinal disorders
DizzinessNervous system disorders
AnorexiaMetabolism and nutrition disorders
HypomagnesemiaMetabolism and nutrition disorders
HyponatremiaMetabolism and nutrition disorders
VomitingGastrointestinal disorders
Neutrophil count decreasedInvestigations
White blood cell count decreasedInvestigations
Acute kidney injuryRenal and urinary disorders
Blurred visionEye disorders
HypocalcemiaMetabolism and nutrition disorders
MyalgiaMusculoskeletal and connective tissue disorders
Non-cardiac chest painGeneral disorders
PneumothoraxRespiratory, thoracic and mediastinal disorders
Abdominal painGastrointestinal disorders
Alanine aminotransferase increasedInvestigations
AnxietyPsychiatric disorders
Dry skinSkin and subcutaneous tissue disorders
Edema limbsGeneral disorders
FeverGeneral disorders
Flu like symptomsGeneral disorders
HeadacheNervous system disorders
HiccupsRespiratory, thoracic and mediastinal disorders
HyperglycemiaMetabolism and nutrition disorders
HypoglycemiaMetabolism and nutrition disorders
HypokalemiaMetabolism and nutrition disorders
InsomniaPsychiatric disorders
Mucositis oralGastrointestinal disorders
PainGeneral disorders
Peripheral sensory neuropathyNervous system disorders
Urinary tract infectionRenal and urinary disorders
Weight lossInvestigations
Back painMusculoskeletal and connective tissue disorders

Most-reported serious reactions: Febrile neutropenia, Lung infection, Sepsis, Diarrhea/Colitis, Pneumonitis, Hypoxia, Thromboembolic event (pulmonary embolism), Atypical Guillain-Barré syndrome.

Data from ClinicalTrials.gov NCT03158129 adverse events section.

Sponsor's own description

This phase II trial studies how well nivolumab works when given alone and in combination with ipilimumab or chemotherapy in treating patients with previously untreated stage I-IIIA non-small cell lung cancer. Immunotherapy with monoclonal antibodies, such as nivolumab and ipilimumab, may help the body's immune system attack the tumor, and may interfere with the ability of tumor cells to grow and spread. Drugs used in chemotherapy, such as cisplatin, docetaxel, and pemetrexed, work in different ways to stop the growth of tumor cells, either by killing the cells, by stopping them from dividing, or by stopping them from spreading. Giving nivolumab with ipilimumab or chemotherapy may work better in treating patients with non-small cell lung cancer compared to chemotherapy alone.

Publications & conference data

8 peer-reviewed publications reference this trial (live from Europe PMC):

  1. Neoadjuvant immune checkpoint blockade in high-risk resectable melanoma.
    Amaria RN, Reddy SM, Tawbi HA, Davies MA, et al · · 2018 · cited 637× · PMID 30297909 · DOI 10.1038/s41591-018-0197-1
  2. Immunotherapy in Non-Small Cell Lung Cancer: Facts and Hopes.
    Doroshow DB, Sanmamed MF, Hastings K, Politi K, et al · · 2019 · cited 532× · PMID 30824587 · DOI 10.1158/1078-0432.ccr-18-1538
  3. Neoadjuvant nivolumab or nivolumab plus ipilimumab in operable non-small cell lung cancer: the phase 2 randomized NEOSTAR trial.
    Cascone T, William WN, Weissferdt A, Leung CH, et al · · 2021 · cited 503× · PMID 33603241 · DOI 10.1038/s41591-020-01224-2
  4. Improvement of the anticancer efficacy of PD-1/PD-L1 blockade via combination therapy and PD-L1 regulation.
    Wu M, Huang Q, Xie Y, Wu X, et al · · 2022 · cited 336× · PMID 35279217 · DOI 10.1186/s13045-022-01242-2
  5. Initial results of pulmonary resection after neoadjuvant nivolumab in patients with resectable non-small cell lung cancer.
    Bott MJ, Yang SC, Park BJ, Adusumilli PS, et al · · 2019 · cited 226× · PMID 30718052 · DOI 10.1016/j.jtcvs.2018.11.124
  6. Neoadjuvant chemotherapy plus nivolumab with or without ipilimumab in operable non-small cell lung cancer: the phase 2 platform NEOSTAR trial.
    Cascone T, Leung CH, Weissferdt A, Pataer A, et al · · 2023 · cited 177× · PMID 36928818 · DOI 10.1038/s41591-022-02189-0
  7. Neoadjuvant immunotherapy for non-small cell lung cancer: State of the art.
    Kang J, Zhang C, Zhong WZ. · · 2021 · cited 121× · PMID 33689225 · DOI 10.1002/cac2.12153
  8. Dual blockade immunotherapy targeting PD-1/PD-L1 and CTLA-4 in lung cancer.
    Cheng W, Kang K, Zhao A, Wu Y. · · 2024 · cited 110× · PMID 39068460 · DOI 10.1186/s13045-024-01581-2

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Drug Landscape aggregates and links these public records for informational use only. Always verify against the primary source before clinical or regulatory decisions. Canonical URL: https://druglandscape.com/trial/NCT03158129.

Primary sources · FDA · ClinicalTrials.gov · EMA · SEC EDGAR · ChEMBL · Wikidata · full sourcing