A Study to Evaluate the Pharmacokinetics, Efficacy, and Safety of Subcutaneous Administration of the Fixed-Dose Combination of Pertuzumab and Trastuzumab in Combination With Chemotherapy in Participants With HER2-Positive Early Breast Cancer
CompletedPhase 3Results postedLast updated 26 June 2024
What this trial tests
Phase 3 trial testing Cyclophosphamide in Early Breast Cancer in 500 participants. Completed in 2 June 2023.
18 and older, any sex, with Early Breast Cancer. Patients with the condition only — healthy volunteers not accepted.
Results — posted to ClinicalTrials.gov
Per-arm endpoint measurements with 95% confidence intervals where reported. Source: trial results section.
Trough Serum Concentration (Ctrough) of Pertuzumab During Cycle 7 (Pre-Dose Cycle 8)Primary· Pre-dose on Cycle 8, Day 1 (up to 21 weeks)
The observed pertuzumab trough serum concentration (Ctrough) at Cycle 7 was assessed following 3 cycles of pertuzumab IV and trastuzumab IV or the fixed-dose combination (FDC) of pertuzumab and trastuzumab SC. The Per Protocol Pharmacokinetics (PK) analysis population includes all enrolled participants who adhered to the protocol. Exclusions from the Per Protocol PK analysis population were made for the following reasons: participants were missing the Ctrough pre-dose Cycle 8 PK sample, participants with a Ctrough sample collected with at least 2 days deviation from the planned date on Day 21
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
72.4
± 34.1
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
88.7
± 33.6
Ctrough of Trastuzumab During Cycle 7 (Pre-Dose Cycle 8)Secondary· Pre-dose on Cycle 8, Day 1 (up to 21 weeks)
The observed trastuzumab trough serum concentration (Ctrough) at Cycle 7 was assessed following 3 cycles of pertuzumab IV and trastuzumab IV or the fixed-dose combination (FDC) of pertuzumab and trastuzumab SC. The Per Protocol Pharmacokinetics (PK) analysis population includes all enrolled participants who adhered to the protocol. Exclusions from the Per Protocol PK analysis population were made for the following reasons: participants were missing the Ctrough pre-dose Cycle 8 PK sample, participants with a Ctrough sample collected with at least 2 days deviation from the planned date on Day 21
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
43.2
± 34.7
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
57.5
± 37.0
Percentage of Participants With Total Pathological Complete Response (tpCR), According to Local Pathologist AssessmentSecondary· Following completion of surgery (up to 33 weeks)
Total pCR (tpCR) was defined as eradication of invasive disease in the breast and axilla; that is, ypT0/is ypN0, according to the local pathologists' assessment. Pathologic response to therapy was determined at the time of surgery. The tpCR rate is the percentage of participants in the ITT population who achieved a tpCR. Participants with missing data for tpCR (i.e., do not undergo surgery or have an invalid pCR assessment) were included in the analysis and classified as non-responders. Rates of tpCR were calculated in each treatment arm and were assessed using the difference between the Arm B
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
59.5
53.2 – 65.6
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
59.7
53.3 – 65.8
Kaplan-Meier Estimate of the Percentage of Participants Who Are Event-Free According to Invasive Disease-Free Survival (iDFS; Excluding Second Primary Non-Breast Cancer [SPNBC]) CriteriaSecondary· At 1, 2, 3, and 4 years
iDFS (excluding SPNBC) is defined as the time from the first date of no disease (i.e., the date of primary surgery) to the first occurrence of one of the following events: ipsilateral invasive breast tumor recurrence; ipsilateral local-regional invasive breast cancer reccurrence; distant recurrence; contralateral invasive breast cancer; or death attributable to any cause. Ipsilateral or contralateral in situ disease and SPNBC (including in situ carcinomas and non-melanoma skin cancers) will not be counted as progressive disease or relapse.
1 Year
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
96.07
93.55 – 98.59
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
97.37
95.30 – 99.45
2 Years
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
92.98
89.66 – 96.30
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
90.75
86.98 – 94.52
3 Years
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
90.71
86.93 – 94.50
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
89.86
85.93 – 93.79
4 Years
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
89.60
85.54 – 93.65
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
88.50
84.34 – 92.66
Kaplan-Meier Estimate of the Percentage of Participants Who Are Event-Free According to iDFS (Including SPNBC) CriteriaSecondary· At 1, 2, 3, and 4 years
Invasive disease-free survival (iDFS) including second primary non-breast cancer (SPNBC) is defined as the time from the first date of no disease (i.e., the date of primary surgery) to the first occurrence of one of the following events: ipsilateral invasive breast tumor recurrence; ipsilateral local-regional invasive breast cancer reccurrence; distant recurrence; contralateral invasive breast cancer; or death attributable to any cause. It also includes SPNBC as an event (with the exception of non-melanoma skin cancers and in situ carcinoma of any site).
1 Year
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
95.63
92.99 – 98.28
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
96.94
94.70 – 99.17
2 Years
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
92.10
88.60 – 95.60
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
89.44
85.44 – 93.43
3 Years
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
89.39
85.37 – 93.40
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
88.54
84.40 – 92.69
4 Years
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
88.27
84.01 – 92.53
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
87.64
83.35 – 91.93
Kaplan-Meier Estimate of the Percentage of Participants Who Are Event-Free According to Event-Free Survival (EFS; Excluding SPNBC) CriteriaSecondary· At 1, 2, 3, and 4 years
Event-free survival (EFS) excluding second primary non-breast cancer (SPNBC) is defined as the time from enrollment to the first occurrence of one of the following events: breast cancer progression; breast cancer recurrence; or death from any cause. Ipsilateral or contralateral in situ disease and SPNBC (including in situ carcinomas and non-melanoma skin cancers) will not be counted as progressive disease or relapse.
1 Year
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
96.79
94.60 – 98.98
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
97.95
96.18 – 99.73
2 Years
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
92.29
88.96 – 95.62
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
91.67
88.17 – 95.16
3 Years
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
89.77
85.96 – 93.57
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
88.29
84.21 – 92.37
4 Years
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
88.47
84.44 – 92.49
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
86.57
82.24 – 90.90
Kaplan-Meier Estimate of the Percentage of Participants Who Are Event-Free According to EFS (Including SPNBC) CriteriaSecondary· At 1, 2, 3, and 4 years
Event-free survival (EFS) including second primary non-breast cancer (SPNBC) is defined as the time from enrollment to the first occurrence of one of the following events: breast cancer progression; breast cancer recurrence; or death from any cause. It also includes SPNBC as an event (with the exception of non-melanoma skin cancers and in situ carcinoma of any site).
1 Year
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
96.38
94.06 – 98.70
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
97.54
95.59 – 99.48
2 Years
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
91.47
87.98 – 94.96
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
90.41
86.69 – 94.14
3 Years
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
88.53
84.52 – 92.53
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
87.04
82.78 – 91.30
4 Years
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
87.22
83.02 – 91.43
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
85.75
81.31 – 90.18
Kaplan-Meier Estimate of the Percentage of Participants Who Are Event-Free According to Distant Recurrence-Free Interval (DRFI) CriteriaSecondary· At 1, 2, 3, and 4 years
The distant recurrence-free interval (DRFI) is defined as the time between randomization and the date of distant breast cancer recurrence.
1 Year
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
99.59
98.80 – 100.00
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
99.58
98.77 – 100.00
2 Years
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
95.88
93.39 – 98.38
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
95.37
92.70 – 98.04
3 Years
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
93.77
90.72 – 96.82
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
93.23
90.02 – 96.43
4 Years
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
92.49
89.15 – 95.83
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
91.92
88.44 – 95.41
Kaplan-Meier Estimate of the Percentage of Participants in Overall SurvivalSecondary· At 1, 2, 3, and 4 years
Overall survival is defined as the time from randomization to death from any cause.
1 Year
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
99.60
98.82 – 100.00
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
99.19
98.06 – 100.00
2 Years
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
98.38
96.80 – 99.95
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
96.68
94.42 – 98.94
3 Years
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
96.73
94.50 – 98.96
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
95.83
93.30 – 98.36
4 Years
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
95.47
92.86 – 98.09
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
94.13
91.14 – 97.11
Summary of the Number of Participants With at Least One Adverse Event, Severity Determined According to National Cancer Institute Common Terminology Criteria for Adverse Events, Version 4.0 (NCI CTCAE v4.0), Over the Course of the Entire StudySecondary· From first dose of study treatment until 28 days after last dose of study treatment (up to 1 year, 6 months)
The adverse event (AE) severity grading scale for the NCI CTCAE v4.0 was used for assessing AE severity. Any AEs that were not specifically listed in the NCI CTCAE, v4.0 were graded per the following 5 grades: Grade 1 = mild; asymptomatic or mild symptoms; clinical or diagnostic observations only; or intervention not indicated. Grade 2 = moderate; minimal, local, or non-invasive intervention indicated; or limiting age-appropriate instrumental activities of daily living. Grade 3 = severe or medically significant, but not immediately life-threatening; hospitalization or prolongation of hospitali
Any Adverse Event (AE): Any Grade
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
251
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
248
AE with Fatal Outcome (Grade 5)
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
2
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
2
Any AE: Grades 3 to 5
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
149
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
132
Serious AE
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
52
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
49
Related Serious AE
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
29
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
29
Anaphylaxis and Hypersensitivity AEs, Any Grade
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
3
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
3
Anaphylaxis and Hypersensitivity AEs, Grade ≥3
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
1
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
0
Infusion/Admin.-Related Reactions Within 24 hrs, Any Grade
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
39
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
54
Number of Participants With a Primary Cardiac Event During the Neoadjuvant PhaseSecondary· From first dose of study treatment until the completion of neoadjuvant therapy (24 weeks)
A primary cardiac event is defined as the occurrence of either of the following events: - Incidence of a symptomatic ejection fraction decrease (heart failure) of New York Heart Association (NYHA) Class III or IV and a drop in left ventricular ejection fraction (LVEF) of at least 10-percentage points from baseline and to below 50%; or - Cardiac death, defined as: Definite cardiac death (due to heart failure, myocardial infarction, or documented primary arrhythmia); or, Probable cardiac death (sudden unexpected death within 24 hours of a definite or probable cardiac event \[e.g., syncope, cardi
Any Primary Cardiac Event
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
0
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
2
Heart Failure and Significant LVEF Decline
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
0
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
1
Cardiac Death (Definite or Probable)
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
0
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
1
Number of Participants With a Secondary Cardiac Event During the Neoadjuvant PhaseSecondary· From first dose of study treatment until the completion of neoadjuvant therapy (24 weeks)
A secondary cardiac event is defined as asymptomatic or mildly symptomatic Left Ventricular Systolic Dysfunction (LVSD) of NYHA Class II, defined as a left ventricular ejection fraction (LVEF) decrease of at least 10-percentage points below the baseline measurement to an absolute LVEF value of \<50% confirmed by a second assessment within approximately 3 weeks.
Any Secondary Cardiac Event
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
4
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
1
Identified by Initial LVEF Assessment
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
4
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
1
Confirmed by Second LVEF Assessment
Group
Value
95% CI
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
1
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
1
Adverse events — posted to ClinicalTrials.gov
Time frame: Adverse events (AEs): From first dose of study treatment until 28 days after last dose of study treatment (up to 1 year, 6 months); All-cause mortality: From first dose of study treatment until end of follow-up (up to 4 years, 11 months).
Reporting threshold: 5%.
Adverse-event reports describe events observed during the trial — not all are caused by the drug.
Arm A: Pertuzumab IV + Trastuzumab IV + Chemotherapy
Serious: 52/252 (21%)
Deaths: 12/252
Arm B: Pertuzumab and Trastuzumab FDC SC + Chemotherapy
This is a global Phase III, two-arm, open-label, multicenter, randomized study to investigate the pharmacokinetics, efficacy, and safety of the fixed-dose combination (FDC) of pertuzumab and trastuzumab for subcutaneous (SC) administration in combination with chemotherapy in patients with human epidermal growth factor receptor 2 (HER2)-positive early breast cancer in the neoadjuvant/adjuvant setting.
Publications & conference data
8 peer-reviewed publications reference this trial (live from Europe PMC):
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Publications: Europe PMC API search by NCT ID, retrieved 10 June 2026
Drug + disease cross-links: matched in real time against Drug Landscape's normalised drug + company + condition tables
Sponsor: as reported to ClinicalTrials.gov by Hoffmann-La Roche
Last refreshed: 26 June 2024
Drug Landscape aggregates and links these public records for informational use only. Always verify against the primary source before clinical or regulatory decisions. Canonical URL: https://druglandscape.com/trial/NCT03493854.